The purpose of this intake form is to report complaints concerning fraud, waste, abuse, and economy and
efficiency issues relating to CFTC programs and operations, including suspected misconduct by CFTC employees, contractors or consultants,
including reprisal for reporting previous incidents.
For complaints pertaining to market professionals or markets regulated by CFTC, please refer to
the CFTC Division of Enforcement.
In Section 3 of this form, you may elect to report anonymously, confidentially, or may consent to the disclosure of your
Upon submission of the intake form, an automated response acknowledging the receipt of the form and the confirmation number for the form
will be sent to the email you have provided. If you are submitting anonymously, please make note of your confirmation number for
If you have previously submitted any information pertaining to this incident, please provide the confirmation
number from the original confirmation email.
Please refer to the attached
Privacy Act statement
that sets forth your rights with regard to submitting data to CFTC OIG.
- In order for us to best understand your information, we encourage you to answer all the questions that you can. However, fields marked
with a red exclamation (
) are required.
- When providing information, please be as specific as you can and provide as much detail as possible.
- We encourage you to submit any documents relevant to your information by accessing the File Uploads section
of this form where you can select, add, or delete your documents.
PLEASE NOTE: To help ensure your privacy and security, unless you affirmatively extend your session when prompted,
the online form will timeout after 65 minutes, and ALL DATA WILL BE LOST. You will then need to re-access the form to
re-enter information in all the fields.
Fields marked with a red exclamation () are required