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General Upload Form

FORM UPDATES!

Effective immediately, please use these links for the following submissions:

SEF Registrations: https://forms.cftc.gov/_layouts/PublicForms/SEFRegistrationForm.aspx

SEF Chief Compliance Officer (CCO) Annual Compliance Report (ACR): https://forms.cftc.gov/_layouts/PublicForms/SEFCCOACRForm.aspx

SDR Chief Compliance Officer (CCO) Annual Compliance Report (ACR): https://forms.cftc.gov/_layouts/PublicForms/SDRCCOACRForm.aspx

DCM Regulatory Oversight Committee Annual Report: https://forms.cftc.gov/_layouts/PublicForms/DCMROCARForm.aspx

For general uploads not falling into the categories above, please use this general upload form to provide information and attachments for review by the Commodity Futures Trading Commission (CFTC).

Provide all relevant details being as complete as possible, and include file attachments as appropriate.

Please complete all required fields and upload at least one attachment prior to clicking submit.

Please contact TechSupport@cftc.gov if you experience any issues.

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File Attachments

The CFTC Portal is encrypted throughout transmission and processing. It is not necessary to password protect or encrypt uploaded files. These files will be rejected since they cannot be automatically checked for malware and viruses.
You must upload at least 1 but not more than 8 files.
Files are limited to a size of 25 MB each.
Acceptable formats include: .doc, .docx, .dot, .xls, .xlsx, .jpg, .jpeg, .pdf, .bmp, .txt, .ppt, .pptx, .odt, .ods, .odp, and .zip.
If additional attachments are needed for your submission please submit the form as many times as necessary.
Depending on the size of your submission, the transaction can take as long as 4 minutes.
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