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General Upload Form

Please use this generic form to submit any data and attachments necessary for the Commodity Futures Trading Commission (CFTC) to review.

In order for us to best understand your information, we encourage you to provide as much information that you can. However, only those fields marked with a red exclamation point are required. When providing information, please be as specific as you can and provide as much detail as possible. We encourage you to submit any attachments relevant to your information in Section 2 where you can select, add, or delete your documents.

Please complete all required fields and upload at least one attachment prior to clicking submit.

We’ve updated this form! Effective immediately, please submit the SEF Chief Compliance Officer Annual Compliance Report, SDR Chief Compliance Officer Annual Compliance Report and DCM Regulatory Oversight Committee Annual Report through the following respective links below:

SEF Chief Compliance Officer (CCO) Annual Compliance Report (ACR): https://forms.cftc.gov/_layouts/PublicForms/SEFCCOACRForm.aspx

SDR Chief Compliance Officer (CCO) Annual Compliance Report (ACR): https://forms.cftc.gov/_layouts/PublicForms/SDRCCOACRForm.aspx

DCM Regulatory Oversight Committee Annual Report: https://forms.cftc.gov/_layouts/PublicForms/DCMROCARForm.aspx

Please contact TechSupport@cftc.gov if you experience any issues.

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File Attachments

The CFTC Portal is encrypted throughout transmission and processing. It is not necessary to password protect or encrypt uploaded files. These files will be rejected since they cannot be automatically checked for malware and viruses.
You must upload at least 1 but not more than 8 files.
Files are limited to a size of 25 MB each.
Acceptable formats include: .doc, .docx, .dot, .xls, .xlsx, .jpg, .jpeg, .pdf, .bmp, .txt, .ppt, .pptx, .odt, .ods, .odp, and .zip.
If additional attachments are needed for your submission please submit the form as many times as necessary.
Depending on the size of your submission, the transaction can take as long as 4 minutes.
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