Complaint Form

Please refer to the attached Privacy Act Statement that sets forth your rights with regard to submitting data to CFTC.

NOTE: This form is best viewed using IE 9 and higher and Firefox 26 and higher

Important Instructions: In order for us to best understand your information, we encourage you to answer all the questions that you can. However, only those fields with an asterisk are required. When providing information, please be as specific as you can and provide as much detail as possible. We encourage you to submit any documents relevant to your information by accessing the File Uploads section of this form where you can select, add, or delete your documents.

After 65 minutes of inactivity, your form will timeout and all data will be lost. You will then need to re-access the form and enter your data again.

Fields marked with a red exclamation () are required

SECTION 1. DESCRIBE YOUR COMPLAINT




SECTION 2. TELL US ABOUT THE INDIVIDUAL AND/OR FIRM YOU ARE COMPLAINING ABOUT

Individual/Firm 1

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SECTION 3. TELL US ABOUT YOU

Submitter Section 1

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Attorney Section 1

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SECTION 4. TELL US ABOUT THE INSTRUMENTS INVOLVED IN YOUR COMPLAINT

File Uploads

The CFTC Portal is encrypted throughout transmission and processing. It is not necessary to password protect or encrypt uploaded files. These files will be rejected since they cannot be automatically checked for malware and viruses.

  • You may upload up to 10 separate files.
  • Files are limited to a size of 10 MB each.
  • Acceptable Formats ( .doc,.docx,.dot,.xls,.xlsx,.jpg,.jpeg,.pdf,.bmp,.txt,.ppt,.pptx,.odt,.ods,.odp ).
  • A file name cannot contain the following special characters: * ? # % ~ & : { } | ' < > " \ /
  • If additional attachments are needed for your submission please submit the form as many times as necessary.
  • Depending on the size of your submission, the transaction can take as long as 4 minutes.Required Field

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